| Exempted entity | Description of exempted activity |
| Creditex Brokerage LLP | Operation of a market in credit derivatives and bonds Date of gazettal 22 February 2010 For more information go to www.creditex.com |
| EBS Service Company Limited | Operation of a market in spot and derivatives, for both foreign exchange and metals Date of gazettal 2 March 2010 For more information go to www.ebs.com |
| FX Alliance International LLC | Operation of a market in foreign exchange contracts and derivatives in relation to foreign exchange contracts Participants must be as described in the exemption Date of gazettal 31 March 2006 For more information go to www.fxall.com |
| GFI Brokers Limited | Operation of a market in foreign exchange options and credit default swaps. Date of gazettal 4 December 2007 Variation to include the trading of bonds and metal options Date of gazettal 2 March 2010 For more information go to www.gfigroup.com |
| ICAP Brokers Pty Ltd | Operation of the markets known as ETC and Volbroker (Exemption notice 2004) Date of gazettal 9 March 2004 Deletion of Volbroker market (Exemption notice 2010) Date of gazettal 2 March 2010 For more information go to www.icap.com |
| ICAP Europe Limited | Operation of a market in foreign exchange forwards Date of gazettal 16 February 2010 For more information go to www.icap.com |
| ICAP Securities Ltd | Operation of a market in credit derivatives Date of gazettal 18 May 2010 For more information go to www.icap.com |
| National Golf Holdings Limited | Operation of a share trading facility Date of gazettal 19 July 2005 For more information go to www.nationalgolf.com.au |
| State Street Bank & Trust Company | Operation of the market known as FX Connect Date of gazettal 10 March 2004 For more information go to www.statestreet.com |
| Sydney IVF Limited | Operation of a pre-emption rights by tender market in Sydney IVF Limited shares and options in ordinary unissued Sydney IVF Limited shares in accordance with clause 8.2 of its constitution as at 6 November 2008 Date of gazettal 8 February 2010 For more information go to www.sydneyivf.com |
| Terrey Hills Golf & Country Club Holdings Limited | Operation of a note transfer facility Date of gazettal 18 January 2005 For more information go to www.terreyhillsgolf.com.au |
| TFS Australia Pty Limited | Operation of a market in foreign exchange options Date of gazettal 2 March 2010 For more information go to www.tfsbrokers.com |
| TradeWeb Europe Limited | Operation of a market in fixed-income products Date of gazettal 18 September 2007 Please note that the last paragraph of condition 6 should be indented such that it only applies to condition 6(b). For more information go to www.tradeweb.com |
| Tullett Prebon (Singapore) Limited | Operation of a market in foreign exchange options Date of gazettal 18 September 2007 Variation of exemption gazetted 16 February 2010 to permit trading of metals options For more information go to www.tullettprebon.com |
| Tullett Prebon (Australia) Limited | Operation of a market in bonds and in credit derivatives Date of gazettal 18 May 2010 For more information go to www.tullettprebon.com |
| Vyapar Capital Market Partners (UK) Limited | Operation of a market in credit derivatives Date of gazettal 22 February 2010 For more information go to www.vcmpartners.com |
 | |
| Various - class exemptions under s791C | Description of exempted activity |
| Corporations (low volume financial markets) exemption notice 2003 [03/1162] Register of entities under the Corporations (Low Volume Financial Markets) Exemption Notice 2003 | Operation of a low volume market in only certain classes of financial products Date of gazettal 20 January 2004 Entities required to register activity with ASIC. For details of how to register contact: Senior Manager Exchange Market Operators Australian Securities & Investments Commission GPO Box 9827, Sydney 2001 Tel: (02) 9911 2000 |
More about financial markets